Cape Privacy
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Introduction
Cape Privacy ensures privacy of sensitive data used with large language models.
Cape Privacy Product Information
Agentic AI for Financial Institutions | Cape AI is a domain-specific AI platform designed for financial firms to dramatically increase productivity by processing PDFs, automating due diligence, enhancing third-party risk management, and accelerating customer onboarding, marketing, and compliance workflows. Deployed on-premises or on the customer’s own cloud, Cape AI emphasizes risk mitigation, operational efficiency, and faster turnaround times for critical banking operations. Case studies illustrate significant time savings, such as Enhanced Due Diligence reduced from hours to seconds. The platform integrates across risk, compliance, sales, marketing, and customer service to empower financial institutions with scalable, private AI capabilities.
Key Capabilities
- Enhanced Due Diligence (EDD): automate data collection, research, and analysis from multiple sources to cut processing time from hours/days to seconds.
- Third-Party Risk Management (TPRM): extract key data from SOC reports, streamline cross-functional coordination, and accelerate auditing while saving analyst hours and improving risk assessment.
- Onboard Your Customer (New Account Openings): extract, transcribe, and verify data from applications to reduce manual work and human intervention.
- Tailor Campaigns & Marketing: accelerate customer segmentation, integrate with platforms, and generate personalized emails with human oversight, reducing campaign timelines from weeks to days while maintaining quality and compliance.
- Operational Efficiency Across Functions: apply agentic AI to improve reach, insight, and efficiency in daily operations, enabling faster decision-making and scalable workflow automation.
- On-Premise or Private Cloud Deployment: deploy where you operate for enhanced control over data and security.
- Demonstrated ROI & References: testimonials from global financial institutions (e.g., Blackstone Technology Group, Amalgamated Bank) highlight time and cost savings, repurposed analyst teams, and broad enterprise value.
- Comprehensive Data Handling: extract, transcribe, verify, analyze, and automate across PDFs and related documents to accelerate risk, compliance, and client workflows.
- Cross-Functional Automation: integrate risk and compliance data with sales, marketing, and customer service to unify operations.
How Cape AI Helps by Role
- Risk & Compliance: automate EDD, SOC report analysis, CUECs/SARs/CTRs analysis, and auditing workflows.
- Third-Party Risk Managers: streamline cross-functional coordination and evidence gathering.
- Sales & Marketing: accelerate prospect data gathering, segmentation, and campaign execution, with easy platform integrations.
- Customer Service: deliver faster, more accurate responses and support.
How It Works
- Deploy Cape AI on-premises or in your private cloud.
- Ingest PDFs, SOC reports, and other financial documents.
- Cape AI extracts, transcribes, and validates data; analyzes multiple sources for risk and compliance insights.
- Automate workflows (EDD, TPRM, onboarding, marketing campaigns) with human oversight where needed.
- Monitor, audit, and continuously improve risk and compliance processes.
Use Cases
- Enhanced Due Diligence automation for faster risk assessments.
- SOC report extraction and cross-functional coordination for audits.
- New account onboarding—high-volume document processing with reduced manual effort.
- Marketing automation and personalization at scale with governance.
- End-to-end workflow automation across risk, compliance, and operations.
Safety and Compliance Considerations
- On-premises/private cloud deployment supports data sovereignty and security controls.
- Human-in-the-loop oversight available for critical decisions and high-risk outputs.
Core Features
- Domain-specific AI for financial institutions
- On-premise or private-cloud deployment
- Automated Enhanced Due Diligence (EDD)
- Third-Party Risk Management (TPRM) automation
- New account onboarding data extraction and verification
- Marketing campaign automation with personalization
- PDF processing, data extraction, transcription, and verification
- Cross-functional workflow automation for risk, compliance, sales, and marketing
- SOC report analysis and SAR/CTR processing automation
- Rapid ROI demonstrated by major financial services customers